Regulatory Information

About Altura

Altura is a global principal investor and operator with offices in Dubai, London, and Texas. We operate through several affiliated entities, each subject to the regulatory requirements of their respective jurisdictions.

Our Entities

Altura Global Asset Management

Altura Global Asset Management focuses on active investment strategies across public and private markets, including Global Public Markets (Equities) and Credit (Public & Private).

Altura Management Consulting

Altura Management Consulting provides operational expertise and advisory services to portfolio companies and partners, supporting our Active Turnaround investment strategy.

Altura Ventures Limited

Altura Ventures Limited focuses on Next-Generation Industries, including strategies in artificial intelligence and robotics.

Regulatory Framework

Our global operations are conducted in compliance with applicable laws and regulations in each jurisdiction where we operate:

United Arab Emirates

Our Dubai operations comply with applicable UAE financial services regulations, including those governing investment activities and corporate governance.

United Kingdom

Our London operations are conducted in accordance with applicable UK laws and regulations. Where required, activities are conducted in compliance with Financial Conduct Authority requirements.

United States

Our Texas operations comply with applicable US federal and state securities laws, including SEC regulations where applicable. Investment advisory services are provided in accordance with the Investment Advisers Act of 1940 where required.

Investment Activities

Our investment activities span four primary business lines:

• Active Turnarounds: Acquiring and transforming underperforming real-economy businesses in Europe and North America
• Global Public Markets: Concentrated portfolios of high-quality companies with a long-term investment horizon
• Credit: High-quality corporate credit and aligned private credit partnerships
• Next-Generation Industries: Strategic investments in AI and robotics ventures

Investor Eligibility

Investment opportunities with Altura are generally available only to sophisticated investors who meet applicable eligibility requirements, which may include:

• Qualified Purchasers (as defined under the US Investment Company Act)
• Accredited Investors (as defined under SEC Regulation D)
• Professional Clients or Eligible Counterparties (under UK FCA rules)
• Institutional investors meeting minimum investment thresholds

Anti-Money Laundering

Altura maintains comprehensive anti-money laundering (AML) and know-your-customer (KYC) policies and procedures in accordance with applicable laws and regulations. All investors are subject to identity verification and ongoing monitoring requirements.

Complaints

If you have a complaint regarding our services, please contact us in writing at the address provided on our Contact page. We will acknowledge receipt of your complaint and provide a response in accordance with applicable regulatory requirements.

Additional Information

For additional regulatory information or to request copies of relevant regulatory filings or disclosures, please contact us through the contact page at Contact Us.